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Group Compliance Officer

Location: Isle of Man
Basis: full-time

The Role

The Group Compliance Officer plays a crucial role in ensuring that Hansard Global plc and its subsidiary companies understand and remain compliant with their respective legal and regulatory obligations and accountabilities on a continuing basis. The successful candidate will work collaboratively with our colleagues within the First, Second and Third Line of Defence teams to provide consistent, ongoing support and guidance with specific focus on regulatory compliance aligned to our internal Group Policies and Standards.

Key Responsibilities

  •  Actively contribute to the day-to-day activities of the Compliance Team, in line with the overarching objectives of the Group Risk and Compliance Department.
  • Assist with and deliver a customer centric Compliance Assurance Programme by conducting regular and ad-hoc compliance assurance monitoring in accordance with the Group Compliance Assurance Monitoring Framework.
  • Analyse the results of compliance assurance monitoring testing, identify and recommend areas for improvement required to internal controls and processes, and produce reports.
  • Manage and assist the business in the identification, recording, investigation, and resolution of compliance related breaches.
  • Proactively promote and support a positive compliance culture across the Group and assist with the preparation and delivery of Compliance training to ensure all Hansard colleagues remain cognisant of and compliant with their respective regulatory obligations.
  • Assist in maintaining the Group Compliance Calendar and ensuring reporting and submissions are timely and effective.
  • Horizon scanning of key developments in the broader regulatory environment and support analysis and communication of consultation papers, thematic reviews and other external developments across IOM, Labuan, Japan, The Bahamas and Ireland.
  • Assist and support the Compliance Manager to maintain the Group Compliance Assurance Monitoring Framework, which guides and defines organisational behaviours, provides a clear context for customer centric business decisionmaking and positively influences the performance of functional and operational activities across the Hansard Group.
  • Proactively support the business to ensure that the Life Companies of the Hansard Group, their service providers and employees remain cognisant of and compliant with their respective regulatory obligations.
  • Assist in the maintenance of adequate, effective and auditable compliance related Policies, Procedures, reporting mechanisms and training materials.
  • Review and sign off of sales literature / communications.
  • Support and assist the wider Group Risk & Compliance Department to deliver and achieve our key objectives aligned with departmental and organisational goals.

 

FULL ROLE PROFILE

How to apply

If you would like to apply for this or any of our other vacancies, please send your CV to careers@hansard.com

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